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Webcast Catalogue

IIROC offers free online Continuing Education courses, like video webcasts, seminars and other public events hosted by IIROC staff and industry professionals.

For webcast-related issues, please email [email protected] for assistance.

Webcast Catalogue

Panel Auditors Annual Conference
Compliance CE credit : 1.75
Tips for Traders - Montreal
Compliance CE credit : 1.0
Tips for Traders hosted by the Canadian Security Traders Association (CSTA)
Compliance CE credit : 0.50
Highlights of CIRO’s 2024 Annual Priorities
Compliance CE credit : 0.50
Highlights of CIRO’s 2022-23 Enforcement Report
Compliance CE credit : 0.50
CIPF Coverage: Demystifying Common Myths
Compliance CE credit : 0.50
CIRO Advisory Committees
Compliance CE credit : 0.50
SRO Examination Series #1: Financial Operations (FINOPS) hosted by the Investment Industry Association of Canada (IIAC)
Compliance CE credit : 1.0
Notifying CIRO of Business Changes
Compliance CE credit : 0.25
Common Examination Findings
Compliance CE credit : 0.75
Failed Trade Study
Compliance CE credit : 0.25
Effective Supervision
Compliance CE credit : 0.50
Dual-Registration Questionnaire for Existing Members
This webcast does not qualify for CE credit
IIROC Cybersecurity Self-Assessment Checklist
Compliance CE credit : 0.75
IIROC - IIAC Innovation Forum: Digital Personalization
Compliance continuing education credit: 1.0
IIROC - IIAC Innovation Forum: Technology is the question, not always the answer OR what have you done for me lately…
Compliance continuing education credit: 1.0
IIROC - IIAC Innovation Forum: How Regulators Can Support Innovation
Compliance continuing education credit: 1.0
IIROC’s Virtual Conference about Equity, Diversity, Inclusion and Anti-Racism
Professional development continuing education credit: 1.0

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website

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