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Webcast Catalogue

IIROC offers free online Continuing Education courses, like video webcasts, seminars and other public events hosted by IIROC staff and industry professionals.

For webcast-related issues, please email [email protected] for assistance.

Webcast Catalogue

Common Examination Findings
Compliance CE credit : 0.75
Failed Trade Study
Compliance CE credit : 0.25
Effective Supervision
Compliance CE credit : 0.50
Dual-Registration Questionnaire for Existing Members
This webcast does not qualify for CE credit
Tips for Traders - Montreal
Compliance CE credit : 1.0
Consolidation of IIROC and the MFDA
Compliance CE credit : 0.25
IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)
Compliance continuing education credit: 0.50
IIROC Cybersecurity Self-Assessment Checklist
Compliance CE credit : 0.75
Highlights of IIROC’s 2021-22 Enforcement Report
Compliance CE credit : 0.5
Member Information Session about New SRO Public Comment Materials
Compliance CE credit : 1.0
Highlights of IIROC’s 2021 – 22 Compliance Priorities Report
Compliance continuing education credit: 0.5
Helping Members Navigate the IIROC Rules and Guidance Notes
This 10-minute webcast is not eligible for continuing education (CE) credit
IIROC - IIAC Innovation Forum: Digital Personalization
Compliance continuing education credit: 1.0
IIROC - IIAC Innovation Forum: Technology is the question, not always the answer OR what have you done for me lately…
Compliance continuing education credit: 1.0
IIROC - IIAC Innovation Forum: How Regulators Can Support Innovation
Compliance continuing education credit: 1.0
Quebec’s Bill 64 regarding the Protection of Personal Information
Compliance continuing education credit: 0.75
Overview of IIROC’s Plain Language Rules Series
Compliance continuing education credit: 2.5
IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)
Compliance continuing education credit: 1.0
CIPF and CDIC: Coverage and Disclosure
Compliance continuing education credit: 1.0
IIROC’s Virtual Conference about Equity, Diversity, Inclusion and Anti-Racism
Professional development continuing education credit: 1.0
Highlights of IIROC’s 2020 – 21 Enforcement Report
Compliance continuing education credit: 0.5
A Conversation with the Chair of the Ontario Capital Markets Modernization Taskforce
Compliance continuing education credit: 1.5
Trading Conduct, Business Conduct and Financial Operations Compliance, followed by an Enforcement Update
Compliance continuing education credit: 2.25
Conversation with the Quebec Minister of Finance and the IIROC Priorities Panel
Compliance continuing education credit: 1.5
Cybersecurity Threat Landscape
Compliance continuing education credit: 1.25
Cybersecurity Governance
Compliance continuing education credit: 1.25
IIROC and Client Identifiers Online Workshop 2
Compliance continuing education credit: 1.5
Access to Advice
Professional development continuing education credit: 1.0
Client Identifiers Online Workshop
Compliance continuing education credit: 1.5
Overview of the Canadian Investor Protection Fund (CIPF)
Compliance continuing education credit: 0.5
IIROC and the Regulation of Crypto-Asset Trading
Compliance continuing education credit: 1

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.

Visit the New Self-Regulatory Organization of Canada website

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