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IIROC Rules

The IIROC Rules govern the activities of investment firms and, together with IIROC's existing Universal Market Integrity Rules (UMIR), comprise IIROC's regulatory framework.

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These rules are no longer in effect and were replaced by the CIRO Investment Dealer and Partially Consolidated Rules on January 1, 2023.

Download the IIROC Rules

This PDF version is the official version of the IIROC Rules. You can download the PDF file by clicking on the button on the right.

Last updated: September 1, 2022

Download the IIROC Rules

Supporting Resources

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website