IIROC Rules

The IIROC Rules provide a clear, organized and modernized rewrite of IIROC's existing Dealer Member Rules in plain language, and incorporate the Consolidated Rules and Continuing Education Rules.

The IIROC Rules will govern the activities of investment firms and, together with IIROC's existing Universal Market Integrity Rules (UMIR), comprise IIROC's regulatory framework.

The IIROC Rules will become effective on December 31, 2021.