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IIROC Rules

The IIROC Rules govern the activities of investment firms and, together with IIROC's existing Universal Market Integrity Rules (UMIR), comprise IIROC's regulatory framework.

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These rules are no longer in effect and were replaced by the New SRO Investment Dealer and Partially Consolidated Rules on January 1, 2023.

Download the IIROC Rules

This PDF version is the official version of the IIROC Rules. You can download the PDF file by clicking on the button on the right.

Last updated: September 1, 2022

Download the IIROC Rules

Supporting Resources

Guidance Notes

Other Notices

Welcome to CIRO.ca!

We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website