IIROC’s Virtual Conference about Equity, Diversity, Inclusion and Anti-Racism

Date

Continuing Education Credit

Professional development continuing education credit: 1.0

Click here to register

More Details

This webcast features a panel discussion to help IIROC-regulated branch managers, advisors, and anyone in a client-facing position build trust with their multicultural clients by being culturally sensitive.  That includes being aware and accepting of other cultures and their cultural identities and making best efforts to accommodate their needs while also ensuring they will have equal access to advice and services regardless of their financial situation.  The panel also discusses the importance of using pronouns in a client-facing environment.

Program Details

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MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.