- November 10, 2020
Covid-19 and Cybersecurity – Tips for Investors (pdf) - November 14, 2019
IIROC-regulated investment firms must now report cybersecurity incidents - September 3, 2019
IIROC’s 2018-2019 Annual Report details progress on Strategic Plan, enhancements in regulatory activities and legislative changes that strengthen enforcement authority - April 2, 2019
IIROC-regulated investment firms increase cybersecurity preparedness - January 15, 2019
IIROC releases Compliance Priorities Report for 2018/19 - June 25, 2018
IIROC Announces 2019 Priorities - Positioning Public Interest Regulator for Canada’s Changing Investment Landscape - January 18, 2018
IIROC releases latest Compliance Priorities Report - October 3, 2016
IIROC issues cybersecurity report cards for dealer firms - December 21, 2015
IIROC publishes resources to help dealers increase cybersecurity preparedness - July 16, 2015
Cybersecurity and IIROC-regulated firms
MFDA and IIROC have consolidated
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
- Executive Management
- Governance
- New SRO Rules
- Member Application
- Investor Office and the Investor Advisory Panel
- Information concerning mutual fund dealers registered in Québec
- Complaints
- Careers
Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.