Markets

To protect investors and ensure the integrity of markets in Canada, IIROC sets, monitors and enforces rules that apply to firms that are in the business of advising clients on or trading in securities in Canada.

We also monitor all debt and equity trading for compliance with IIROC rules and other applicable requirements.

We further support the industry by providing market information, including publishing BA Rates, Corporate and Government Bond information, and other reports and statistics.

Markets

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.