To protect investors and ensure the integrity of markets in Canada, IIROC sets, monitors and enforces rules that apply to firms that are in the business of advising clients on or trading in securities in Canada.

We also monitor all debt and equity trading for compliance with IIROC rules and other applicable requirements.

We further support the industry by providing market information, including publishing BA Rates, Corporate and Government Bond information, and other reports and statistics.


Welcome to!

You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

The following sections of the legacy and sites have been migrated to

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.