Site Visits

In 2017 and again, in 2019, IIROC engaged cybersecurity consultants and visited selected Dealers whose cybersecurity self-assessment maturity levels were below the expected target of their industry peer group.

The goal of these reviews was to confirm the firms’ self-assessment responses, and collaborate with and advise on how to improve their preparedness for the overall protection of customer data and market integrity. As part of this discussion, the Dealer’s main systems and data touch-points were identified and documented in a high-level flowchart, as well.

The Dealer received a report from IIROC and the consultant detailing the results of these discussions and outlining recommendations for improvement.

Welcome to!

You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

The following sections of the legacy and sites have been migrated to

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.