CIRO Advisory Committees

Date

Continuing Education Credit

Compliance CE credit : 0.50

Register for the webcast

More Details

This webcast provides an overview of CIRO’s advisory committee structure, summarizing the role and structure of the following:

  • Financial and Operations Advisory Section (FOAS)
  • Conduct, Compliance and Legal Advisory Section (CCLS)
  • Market Rules Advisory Committee (MRAC)
  • Fixed Income Advisory Committee (FIAC)
  • Proficiency Committee
  • National Council & 7 Regional Councils

Program Details

Back to Continuing Education

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.