Self-assessment Surveys

IIROC conducted cybersecurity self-assessment surveys of all Dealers in 2016 and 2018. The surveys were based on the National Institute of Standards and Technology (NIST) cybersecurity framework.

After the results were analyzed and risk-scored, IIROC issued a confidential Cybersecurity Report (CSR) to each Dealer:

  • identifying their level of cybersecurity maturity/preparedness and vulnerabilities, and
  • setting out high-level recommendations for priority attention.

Welcome to!

You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

The following sections of the legacy and sites have been migrated to

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.