IIROC — IIAC Innovation Forum: Technology is the question, not always the answer OR what have you done for me lately…

Date

Continuing Education Credit

Compliance continuing education credit: 1.0

Click here to register

More Details

IIROC and the Investment Industry Association of Canada (IIAC) hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry.

This webcast features a discussion about the important contribution technology brings to our personal and professional lives. In the financial services industry, data processing, imaging and data-base solutions, and mobile access are a few examples of innovation that has resulted in people having the opportunity to engage in the investment and savings process that ultimately can lead to greater wealth accumulation.

Program Details

Back to Continuing Education

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.