IIROC protects investors like you by:
- setting high regulatory and investment industry standards
- overseeing trading activity on Canadian debt and equity marketplaces
- investigating and disciplining misconduct by regulated firms or advisors.
In addition, we have resources to help investors – from first timers to seniors – whether you are trying to find the right advisor, want to know how to make a complaint, or are simply interested in investment basics.
Office of the Investor
New Self-Regulatory Organization of Canada (New SRO) is the only securities regulator with a dedicated pan-Canadian investor office.