IIROC protects investors like you by:

  • setting high regulatory and investment industry standards 
  • overseeing trading activity on Canadian debt and equity marketplaces 
  • investigating and disciplining misconduct by regulated firms or advisors. 

In addition, we have resources to help investors – from first timers to seniors – whether you are trying to find the right advisor, want to know how to make a complaint, or are simply interested in investment basics.

Investors- woman in conference room

Office of the Investor

Canadian Investment Regulatory Organization (CIRO) is the only securities regulator with a dedicated pan-Canadian investor office.

Welcome to!

You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

The following sections of the legacy and sites have been migrated to

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.