UMIR

The Universal Market Integrity Rules (UMIR) set out  the requirements applicable to  IIROC Participant Dealer Members, Access Persons and Marketplaces for securities related trading activities on all marketplaces that we regulate. 

UMIR, together with the IIROC Rules that govern the activities of investment firms, comprise IIROC's regulatory framework.

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Download the UMIR Rulebook

The Universal Market Integrity Rules (UMIR) set out the requirements applicable to New SRO Participant Members, Access Persons and Marketplaces for securities-related trading activities on all marketplaces that we regulate.


Last updated: July 27, 2023

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.