IIROC Cybersecurity Self-Assessment Checklist


Continuing Education Credit

Compliance CE credit : 0.75

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In 2021, IIROC engaged Deloitte to develop a cybersecurity self-assessment tool to help small and medium-sized firms identify areas of strength and weakness based on their information security practices.

This webcast features Suzanne Lasrado, IIROC’s Director, Member Regulation and Strategy, Ray Hori, Senior Vice-President, Chief Information Officer, Aviso Wealth Inc., Daphne Lucas, Partner, Deloitte and Tyson Mark, IT Director, Gravitas Securities. In this session, participants will:

  • Touch upon the importance of conducting regular cybersecurity self-assessments and why they are important to firms of all sizes; and
  • Provide a demo of the self-assessment tool, including how to interpret the results and the reports.

Program Details

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Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.