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IIROC Cybersecurity Self-Assessment Checklist

Date

Continuing Education Credit

Compliance CE credit : 0.75

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In 2021, IIROC engaged Deloitte to develop a cybersecurity self-assessment tool to help small and medium-sized firms identify areas of strength and weakness based on their information security practices.

This webcast features Suzanne Lasrado, IIROC’s Director, Member Regulation and Strategy, Ray Hori, Senior Vice-President, Chief Information Officer, Aviso Wealth Inc., Daphne Lucas, Partner, Deloitte and Tyson Mark, IT Director, Gravitas Securities. In this session, participants will:

  • Touch upon the importance of conducting regular cybersecurity self-assessments and why they are important to firms of all sizes; and
  • Provide a demo of the self-assessment tool, including how to interpret the results and the reports.

Program Details

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MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.

Visit the New Self-Regulatory Organization of Canada website

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