Welcome to IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. 

IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.

IIROC Highlights

MFDA and IIROC Members approve the creation of a single new SRO

Members of the MFDA and the IIROC have passed a special resolution approving the amalgamation of the two self-regulatory organizations (SROs).

Annual Report 2021-2022

IIROC has released our Annual Report for 2021-2022, highlighting how we have continued to support Canadians by protecting investors, fostering healthy Canadian capital markets and prioritizing industry transformation.

New Webcast: IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

The webcast will be available on Wednesday, September 28 at 7 a.m. Eastern Time and on a 24/7 basis after that date. There will be 0.50 Compliance continuing education credits available.

Learn more about your investment advisor.

Advisor Report
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