Welcome to IIROC
The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces.
IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.
New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.
On Friday, June 10, IIROC subject matter experts provided information to members on the key aspects of the public comment materials released by the CSA in May. This presentation provided information on:
- New SRO Interim Rules (Investment Dealer rules, Mutual Fund Dealer Interim Rules, UMIR)
- Recognition Order by the CSA
- Application for Recognition by the SRO
- Memorandum of Understanding
- New SRO by-law
- New SRO Investor Advisory Panel Terms of Reference
IIROC Highlights
In 2021, IIROC engaged Deloitte to develop a cybersecurity self-assessment tool to help small and medium-sized firms identify areas of strength and weakness based on their information security practices.
IIROC released its annual Enforcement Report, which highlights enforcement activities and IIROC’s continued efforts to protect investors and the integrity of Canada’s capital markets.
The CSA has led a thoughtful and deliberate consultation on the appropriate framework for self-regulation. This work is important to Canadians and their financial futures.
Quick Links
Market Rates
Trade date: 2022/08/16
Canada Bankers' Acceptance (BA) Rate
-
2.7376
1 month
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3.34957
3 month
- BA Rate Historical Data (xls)
- BA Rate Historical Data (Interactive version)
- BA Rate Methodology (pdf)
Corporate and Government Debt Trade Information
Providing greater transparency on Canadian Corporate and Government debt trading activity.
Learn more about your investment advisor.
Advisor Report