Welcome to IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces.

IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.

Be an informed investor, know what fees and charges you may encounter when you start Do-It-Yourself Trading. Read our latest Investor Bulletin: Know Your DIY Fees for more.

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IIROC Highlights

IIROC - IIAC Innovation Forum: How Regulators Can Support Innovation

IIROC and the IIAC hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry. Andrew J. Kriegler, IIROC’s President and CEO, delivered the opening remarks.

IIROC Proposes Rule Amendments to Better Protect Canadian Investors

The Investment Industry Regulatory Organization of Canada (IIROC) announced proposed amendments to their rule requirements for reporting, internal investigations, and client complaints to better protect Canadian investors.

Improving Self-Regulation for Canadians

A new, enhanced, pan-Canadian SRO which consolidates the efforts of IIROC and the MFDA will increase access to advice while better-protecting investors and is precisely what Canadians and the industry that serves them deserve.