Welcome to IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces.

IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.

The interim rules of the New SRO have now been formalized, incorporating feedback from Canadian investors and the industry that serves them. We are committed to creating a New SRO with a strong public interest mandate that best protects investors.

IIROC Highlights

IIROC Seeking Expressions of Interest for Education Services to Support Enhanced Proficiency Regime

IIROC has today launched a request for Expressions of Interest (REOI) for prospective vendors, to provide education services in support of its enhanced proficiency regime.

FAQs for Ex-Pat Canadian Investors

Considering a move, or a winter home in Florida? Before you become a snow bird, consider the impact it will have on your investment advice with our FAQs for Ex-Pat Canadian Investors.

New Webcast: IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

This webcast covers topics such as complex order types, trade halts, message rates, short selling and more!

 