Welcome to IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. 

IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.

IIROC Highlights

New SRO Regional Councils - Call for Nomination

Dealer Members with offices in the Region may nominate candidates to provide regional input on national issues, including client facing initiatives, until April 17, 2023.

New Webcast: Failed Trade Study

This webcast highlights a study of failed trades to examine settlement failure of trades executed on Canadian equity marketplaces.

Proposal on Distributing Funds Disgorged and Collected through New SRO Disciplinary Proceedings to Harmed Investors

New SRO has put together a proposal on distributing funds collected from wrongdoing to harmed investors. Read the proposal and submit your comments.

Market Rates

Trade date: 2023/03/28

Canada Bankers' Acceptance (BA) Rate

  • 4.67496

    1 month

  • 4.75006

    3 month

Corporate and Government Debt Trade Information

Providing greater transparency on Canadian Corporate and Government debt trading activity.

Learn more about your investment advisor.

Advisor Report
man reading book in office

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.