Welcome to IIROC
The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces.
IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.
More Financial Advisors in Ontario to Have Their Credentials Officially Approved
The Financial Services Regulatory Authority of Ontario (FSRA) and the New Self-Regulatory Organization of Canada (New SRO) are working on how the New SRO can become a credentialing body for financial advisors under FSRA’s Financial Professionals Title Protection Framework.
Dealer Members with offices in the Region may nominate candidates to provide regional input on national issues, including client facing initiatives, until April 17, 2023.
This webcast highlights the New SRO, Investment Dealer Division’s common examination findings noted by Financial and Operations Compliance, Trading Conduct Compliance and Business Conduct Compliance teams.
New SRO has put together a proposal on distributing funds collected from wrongdoing to harmed investors. Read the proposal and submit your comments.
Recent Notices and News ReleasesView all Notices and News Releases
Trade date: 2023/03/30
Canada Bankers' Acceptance (BA) Rate
- BA Rate Historical Data (xls)
- BA Rate Historical Data (Interactive version)
- BA Rate Methodology (pdf)
Corporate and Government Debt Trade Information
Providing greater transparency on Canadian Corporate and Government debt trading activity.