Surveillance Contacts

121 King St. West,
Suite 2000
Toronto, ON M5H 3T9   

Suite 2800, Royal Centre
1055 W. Georgia Street
P.O. Box 11164
Vancouver, BC V6E 3R5

​Privacy concerns or inquiries

Email: [email protected]

Complaints and Inquiries

General inquiries about equity or fixed income trading issues including trading halts, resumptions or unusual trading, or to file a complaint

email: [email protected]
Telephone: 1-877-442-4322

IIROC records all calls to and from Complaints & Inquiries team telephone lines.

Contacts for Issuers

Vetting of press release or to request a trading halt for a security listed on the Toronto Stock Exchange or NEO Exchange Inc.
email: [email protected]
Telephone: 416-646-7220
Fax: 416-646-7263
Vetting of press releases or to request a trading halt for a security listed on the TSX Venture Exchange or the Canadian Securities Exchange 
email: [email protected]
Telephone: 604-643-2792
Fax: 604-643-2799

Contacts for Dealer Members

Market Surveillance Toronto
email: [email protected]
Telephone: 416-646-7220
Market Surveillance Vancouver
email: [email protected]
Telephone: 604-643-2792
Debt Surveillance and Fixed Income Trade Reporting
email: [email protected]
Telephone: 416-943-5861

IIROC records all calls to and from Market Surveillance team telephone lines.​ ​

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on and