Forms and Templates

For best results, please view and fill the forms in Adobe Reader.


Training & Proficiency

CE Course Accreditation


Regulatory Reporting

"Regulated by CIRO" Logos

“Regulated By IIROC” logos have moved, and are now “Regulated by CIRO” logos. You can find them on the welcome page after logging into IIROC Services.

Books and Records audit reports (New Member Applicants)

Custody Agreements

Introducing Broker/Carrying Broker Agreements

Financing Agreements


NRD Forms

Welcome to!

You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

The following sections of the legacy and sites have been migrated to

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.