Forms and Templates

IIROC Forms and Templates

For best results, please view and fill the forms in Adobe Reader.


Training & Proficiency

CE Course Accreditation


Regulatory Reporting

"Regulated by CIRO" Logos

“Regulated By IIROC” logos have moved, and are now “Regulated by CIRO” logos. You can find them on the welcome page after logging into IIROC Services.

Books and Records audit reports (New Member Applicants)

Custody Agreements

Introducing Broker/Carrying Broker Agreements

Financing Agreements


NRD Forms

Welcome to!

We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.