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Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

Date

Continuing Education Credit

Compliance CE credit : 0.50

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CIRO’s Alex Taylor, Vice-President, Market Surveillance and Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), discussed the following topics in this webcast:

  • Short Selling
  • Seeking UMIR Exemptions
  • ETF Trading
  • Surveillance Trends
  • SEC Market Proposals – Canadian Consultation

Program Details

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Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website

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