Date
Continuing Education Credit
Compliance CE credit : 1.0
More Details
In this webcast, CIRO’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Kevin McCoy, Senior Vice-President, Market Regulation Operations (acting) deliver the opening remarks.
Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), Alex Taylor, Vice-President, Market Surveillance and Michael Librizzi, Director, Trading, Montreal, highlight the following topics:
- Short Selling - Publications
- SEC Market Proposals – Canadian Consultation
- ETF Trading Review
- Surveillance Update - Trends, Cross-Asset, Crypto
- Incident Response Plan and Crisis Communication Centre Tests