Tips for Traders — Montreal

Date

Continuing Education Credit

Compliance CE credit : 1.0

Register for the webcast

More Details

In this webcast, CIRO’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Kevin McCoy, Senior Vice-President, Market Regulation Operations (acting) deliver the opening remarks.

Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), Alex Taylor, Vice-President, Market Surveillance and Michael Librizzi, Director, Trading, Montreal, highlight the following topics:

  • Short Selling - Publications
  • SEC Market Proposals – Canadian Consultation
  • ETF Trading Review
  • Surveillance Update - Trends, Cross-Asset, Crypto
  • Incident Response Plan and Crisis Communication Centre Tests

Program Details

Back to Continuing Education

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.