9502. Participation by a Dealer Member in arbitration

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    1. The Board may approve, with terms and conditions, one or more arbitration programs or organizations for Dealer Members or any class of Dealer Members.

    2. A Dealer Member must participate in or become a member of an arbitration program or organization approved by the Board.

    3. The participation of a Dealer Member in, or any decision made under, an arbitration program will not affect IIROC’s authority, or prevent it from exercising that authority under IIROC requirements.

    4. If a client requests arbitration, the Dealer Member involved must submit to binding arbitration in any dispute between the Dealer Member and the client.

    5. The Dealer Member must comply with the arbitration program’s requirements and decisions.

    There is no history log for this rule.

    There is no history log for this rule.