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A party may apply to the securities regulatory authority in the applicable District for a review of a final decision of a hearing panel under Rule 9300.
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A person who is entitled to request a review of a decision under section 9304 may not apply to a securities regulatory authority for review of the decision, unless the person has requested a review by a hearing panel and the hearing panel has made a final decision.
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For purposes of subsection 9305(1), IIROC staff is directly affected by a decision in a proceeding in which IIROC staff is a party.
9306. – 9399. Reserved.
There is no history log for this rule.
There is no history log for this rule.