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9207. Continued approval 

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Series 9000: Procedural Rules – Other
    Rule

    1. A District Council may, in its discretion, impose terms and conditions on the continued approval of an Approved Person to ensure continuing compliance with IIROC requirements. 

    2. A District Council may suspend or revoke the approval of an Approved Person, if it appears to the District Council that: 

      1. the Approved Person is not suitable for approval by reason of integrity, solvency, training or experience, 

      2. the Approved Person has failed to comply with IIROC requirements, or 

      3. the approval is otherwise not in the public interest.

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