9201. Introduction

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    1. Rule 9200 sets out the authority of IIROC to approve individuals employed by or otherwise acting on behalf of Dealer Members, to grant exemptions from IIROC’s proficiency requirements, to impose terms and conditions on approvals and Membership in IIROC, to suspend and revoke approvals, and rights of review available to parties to such decisions.

    There is no history log for this rule.

    There is no history log for this rule.