7304. Eligibility of inter-dealer bond broker for IIROC approval 

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    1. An applicant for IIROC approval as an inter-dealer bond broker must:

      1. be registered or licensed in each province or territory where it requires registration or licensing,

      2. comply with securities laws and requirements of any securities regulatory authority having jurisdiction over the applicant, and

      3. comply with the standards and conditions of approval described in section 7305.
    2. An applicant for approval as an inter-dealer bond broker must submit its application to IIROC together with any information required by IIROC requirements.

    There is no history log for this rule.

    There is no history log for this rule.