IIROC prescribes certain contents for and has developed standard forms of, agreements that a Dealer Member must use in order to obtain favourable margin treatment, or avoid capital penalties, under Rules 5200 through 5900. These agreements are described in sections 5820 through 5850 below and, in the case of the standard form new issue letter, in section 5530. The standard agreements posted on IIROC’s website are provided as agreement forms acceptable to IIROC.
5811. - 5819. Reserved.