Rule The minimum Dealer Member inventory margin and client account margin rate for government guaranteed equity securities is 25%. Guidance/Notices 10/14/21 Accounting and margin for repurchase and resale agreements Type: Rules Notice Subtype: Guidance Note 10/14/21 Clearing arrangements Type: Rules Notice Subtype: Guidance Note 10/14/21 Potential early exercise risk when American style options are used in a box spread strategy Type: Rules Notice Subtype: Guidance Note History There is no history log for this rule. Disciplinary History There is no history log for this rule. Jump to another section in Rule 5300 5301. Introduction 5310. Determining the basic margin requirement 5311. Canada and United States equity securities eligible for margin 5312. Foreign listed equity securities eligible for margin 5314. Floating rate preferred shares 5315. Other equity securities 5320. Installment receipts 5330. Convertible and exchangeable equities 5340. Control blocks 5350. Canada and United States rights and warrants eligible for margin 5360. Index participation units and qualifying baskets of index securities 5370. Securities held in a Trader’s account
10/14/21 Accounting and margin for repurchase and resale agreements Type: Rules Notice Subtype: Guidance Note
10/14/21 Potential early exercise risk when American style options are used in a box spread strategy Type: Rules Notice Subtype: Guidance Note