4910. Introduction

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    1. A Dealer Member must have an independent risk management function to:

      1. manage the risks resulting from its use of derivatives, which include exchange and over‑the‑counter traded derivatives,

      2. ensure that an appropriate Executive that reports to the board of directors understands all risks, and

      3. ensure that its risk adjusted capital is calculated properly.

    4911. Reserved.

    There is no history log for this rule.

    There is no history log for this rule.