4319. Frequency and review of bulk segregation calculation

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    1. At least twice weekly, a Dealer Member must determine the securities required to be segregated according to the calculations in Part A.2 of Rule 4300.

    2. A Dealer Member must conduct a daily review of securities segregated for clients to identify any deficiencies that exist between the actual amounts segregated and the amounts, determined in accordance with subsection 4319(1), that are required to be segregated. Where a deficiency exists, the Dealer Member must correct it in accordance with the requirements of sections 4320 through 4326.

    There is no history log for this rule.

    There is no history log for this rule.