3803. General requirements for record retention periods

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    1. A Dealer Member must retain copies of all records in a safe location  required under IIROC requirements, in durable and accessible form, for a minimum of seven years from the date the record is created unless IIROC requirements or securities laws relating to the specific type of record require a different retention period.

    There is no history log for this rule.

    There is no history log for this rule.