2806. Fees

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    1. A Dealer Member must pay, the annual National Registration Database system fee set by IIROC, to the securities regulatory authority in the local jurisdiction by electronic pre-authorized debit through the National Registration Database.

    2. The following fees must be submitted as prescribed by securities laws and IIROC requirements:

      1. a Dealer Member making any National Registration Database submission under section 2803 must pay the prescribed fees for the submission, together with the National Registration Database system fee, to the securities regulatory authority in the Dealer Member’s local jurisdiction for the use of the National Registration Database

      2. a Dealer Member must pay any prescribed fees for failure to file any notification within the time specified, and

      3. a Dealer Member is required to pay all fees payable under  section 2806 through its National Registration Database account by pre‑authorized electronic debit.

    3. A Dealer Member making an application for a proficiency exemption, for an Approved Person or applicant for approval,  will be liable for and pay IIROC an exemption request fee as prescribed from time to time by the Board.

    There is no history log for this rule.

    There is no history log for this rule.