2601. Introduction

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    1. Rule 2600 sets out the minimum proficiency requirements for individuals requiring IIROC approval. The requirements are designed to ensure that Approved Persons are qualified to perform their job functions competently in order to meet their regulatory obligations and that a Dealer Member’s business is conducted with integrity.

    2. Rule 2600 is divided into the following parts:

    1. Part A – Proficiency requirements
      [section 2602]

    2. Part B – Exemptions from proficiency requirements
      [sections 2625 through 2630]

    There is no history log for this rule.

    There is no history log for this rule.