PART A.1 – GENERAL REQUIREMENTS

2403. Arrangements that may be executed

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    1. A Dealer Member that wants to become an introducing broker may enter into one of the following introducing broker / carrying broker arrangements with another Dealer Member:

      1. a Type 1 or 2 introducing broker/carrying broker arrangement for all of its Dealer Member related activities
      2. a Type 1 or 2 introducing broker/carrying broker arrangement for all of its Dealer Member related activities other than trading in futures contracts and futures contract options, or
      3. a Type 3 or 4 introducing broker/carrying broker arrangement for one or more of its Dealer Member related activities business lines.

    There is no history log for this rule.

    There is no history log for this rule.