A Dealer Member must notify IIROC before it:
uses any trade name other than the Dealer Member’s legal name, or
transfers a trade name to another Dealer Member.
- IIROC may prohibit a Dealer Member or Approved Person from using a trade name that is:
- contrary to sections 2281, 2282 or 2283,
- contrary to the public interest, or
- otherwise objectionable.