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2245. Introduction

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Series 2000: Dealer Member Organization and Individual Approval Rules
    Rule
    1. IIROC may review the changes in a Dealer Member’s business, listed in section 2246, to ensure they meet IIROC’s requirements.
    Guidance/Notices
    History

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    Disciplinary History
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      Jump to another section in Rule 2200
      2201. Introduction
      2202. Business locations
      2205. Holding companies
      2206. Related companies
      2207. Approval as an order execution only account services provider
      2215. Business other than securities 
      2216. Shared office premises
      2220. Introduction
      2221. Notice of intention to resign
      2222. Letter of resignation and supporting documents
      2223. Acquisition and resignation
      2224. Amalgamation of Dealer Members
      2225. Amalgamation with a non-Dealer Member
      2226. Effective date of resignation
      2227. Payment of IIROC fees
      2228. Inactive Dealer Members
      2246. Dealer Member’s notice of changes to IIROC
      2247. IIROC informs Dealer Member about review when necessary
      2248. District Council reviews proposed changes
      2265. Introduction
      2266. Branch office members
      2267. Branch office member’s representation
      2268. Fees
      2280. Introduction
      2281. Trade names
      2282. IIROC notification
      2283. Displaying the full legal name 
      2284. Membership disclosure requirements of the Canadian Investor Protection Fund for Dealer Members
      2285. Membership disclosure requirements of IIROC for Dealer Members

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