Rule IIROC may review the changes in a Dealer Member’s business, listed in section 2246, to ensure they meet IIROC’s requirements. Guidance/Notices 10/14/21 Consolidated statements Type: Rules Notice Subtype: Guidance Note 10/14/21 Diversification – Distribution of Insurance Products Type: Rules Notice Subtype: Guidance Note History There is no history log for this rule. Disciplinary History There is no history log for this rule. Jump to another section in Rule 2200 2201. Introduction 2202. Business locations 2205. Holding companies 2206. Related companies 2207. Approval as an order execution only account services provider 2215. Business other than securities 2216. Shared office premises 2220. Introduction 2221. Notice of intention to resign 2222. Letter of resignation and supporting documents 2223. Acquisition and resignation 2224. Amalgamation of Dealer Members 2225. Amalgamation with a non-Dealer Member 2226. Effective date of resignation 2227. Payment of IIROC fees 2228. Inactive Dealer Members 2246. Dealer Member’s notice of changes to IIROC 2247. IIROC informs Dealer Member about review when necessary 2248. District Council reviews proposed changes 2265. Introduction 2266. Branch office members 2267. Branch office member’s representation 2268. Fees 2280. Introduction 2281. Trade names 2282. IIROC notification 2283. Displaying the full legal name 2284. Membership disclosure requirements of the Canadian Investor Protection Fund for Dealer Members 2285. Membership disclosure requirements of IIROC for Dealer Members
10/14/21 Diversification – Distribution of Insurance Products Type: Rules Notice Subtype: Guidance Note