1302. Exemptions from the IIROC requirements

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    1. Unless otherwise prescribed by IIROC requirements, the Board may exempt a Dealer Member from any IIROC requirement if satisfied that doing so would not be prejudicial to the interests of the public, Dealer Members or their clients.  In granting an exemption, the Board may impose any terms or conditions that it considers necessary.

    1303. – 1399.  Reserved

    There is no history log for this rule.

    There is no history log for this rule.