This list is published from time to time and identifies the inter-dealer bond brokers that are approved by IIROC to facilitate trades in domestic debt securities for Dealer Members as set out in IIROC Rule 7300, Inter-dealer bond brokers.
Dealer Members are to margin balances with these inter-dealer bond brokers in the same way as accounts of an "acceptable counterparty" as set out in the notes and instructions to Schedule 5 (Analysis of brokers' and dealers' trading balances) in Form 1.
List of approved inter-dealer bond brokers - Attachment (pdf)
Welcome to CIRO.ca!
We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.