List of approved inter-dealer bond brokers

This list is published from time to time and identifies the inter-dealer bond brokers that are approved by IIROC to facilitate trades in domestic debt securities for Dealer Members as set out in IIROC Rule 7300, Inter-dealer bond brokers.  

Dealer Members are to margin balances with these inter-dealer bond brokers in the same way as accounts of an "acceptable counterparty" as set out in the notes and instructions to Schedule 5 (Analysis of brokers' and dealers' trading balances) in Form 1. 

List of approved inter-dealer bond brokers - Attachment (pdf)

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.