Membership Disclosure
The IIROC Membership Disclosure Policy (pdf) raises public awareness about which Dealer Members and individuals are regulated by IIROC, and the requirements and ethical and professional standards they must follow. Investors will also be able to check if the firm or individual has been disciplined by IIROC.
Under IIROC’s requirements, dealer members must:
- include the IIROC logo on all client account statements
- include the IIROC logo and a link to the IIROC website on the home page of their websites
- display the IIROC decal at each business location where the public has access
When providing services to retail investors, include a link and visible reference to IIROC’s online advisor check database, IIROC Advisor Report, on their website homepage and on any other Dealer Member webpage that includes a profile of an IIROC-regulated investment advisor.
Brochures
All brochures are available for download, in English and French, on our CIRO Official Brochures page.
Orders for physical copies of our brochures can be made on OrderNet.
- Step-by-step instructions on using OrderNet (pdf)
- Need help or have questions? Please contact RRD Customer Service at 416-445-8800 ext 2236.
Dealer Members are responsible for the cost of providing a hard copy of the brochures to retail clients. The minimum order size is 100 brochures. As bulk orders enjoy substantial cost savings, where practical, we suggest ordering “in size” or teaming up with other Member firms for that purpose.
Other Brochures
Brochures published by the Canadian Investor Protection Fund (CIPF) can be ordered directly on the CIPF website.
IIROC Logo
“Regulated By IIROC” logos have moved, and are now “Regulated by CIRO” logos. You can find them on the welcome page after logging into IIROC Services.
The IIROC logo, when used, must be clearly visible Dealer Members must include:
- the IIROC logo and a link to the IIROC website on the Dealer Member’s homepage or, where the Dealer Member website or web presence is part of a combined financial institution group website, on the main page for the Dealer Member.
- the IIROC official logo on the front of each account statement that is sent to clients.
The IIROC logo, when used, must be clearly visible.
Decals
IIROC will supply the IIROC Decals to the Dealer Member at no cost. Dealer Members are required to order the IIROC Decal by sending an email to [email protected] with the following information:
- Dealer Member name
- Contact name, address and phone number
- Email address
- Quantities required