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IIROC’s Proposal to Consolidate IIROC and MFDA



IMPROVING
SELF-REGULATION
FOR CANADIANS

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Consolidating the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA)


Enhance delivery of value within the Canadian regulatory framework
Debt Information Processor

Debt/Bond Market Transparency

CSA Expands IIROC's role as Information Processor for Debt Securities

IIROC to enhance debt market transparency in expanded information processor role

IIROC launches next phase, expanding corporate debt transparency


Bank of Canada: Debt Statistics

IIROC to assume responsibility for Debt Statistics reporting


Bankers’ Acceptance Rate

IIROC to Begin Publishing Bankers’ Acceptance Rates


Nasdaq SMARTS

IIROC and Nasdaq unveil state-of-the-art market surveillance technology to enhance oversight of Canada’s capital markets

IIROC Backgrounder: Enhanced Market Surveillance System – Nasdaq SMARTS


CORRA

IIROC congratulates Bank of Canada on the implementation of its role as administrator of CORR


FINTRAC anti-money laundering MOU

IIROC and FINTRAC enhance cooperation to protect against money laundering

Previous IIROC Policy Proposals
White Paper: Proficiency Upgrade Requirements and Directed Commissions

 

 

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