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IIROC’s Proposal to Consolidate IIROC and MFDA



IMPROVING
SELF-REGULATION
FOR CANADIANS

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Consolidating the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA)









Read the news releases

February 22, 2021
IIROC responds to CSA’s statement on progress towards a new self-regulatory organization framework

November 5, 2020
Independent Studies Show Investment Industry Strives to Provide Comprehensive Financial Advice to Best Serve Canadians but Regulatory Burden and Silos Create Unnecessary Challenges

August 25, 2020
Consolidating IIROC and MFDA would save up to half a billion dollars and enhance investor protection

July 9, 2020
IIROC welcomes report from Ontario's Capital Markets Modernization Taskforce

 IIROC submissions to Ontario's Capital Markets Modernization Taskforce (September 7, 2020)

June 25, 2020
IIROC welcomes the CSA’s public consultation and review of IIROC and MFDA regulatory framework

IIROC Response to the Canadian Securities Administrators Consultation on the Self‐Regulatory Organization Framework

June 9, 2020
IIROC calls for consolidation of self-regulators to better serve and protect Canadians























Enhance delivery of value within the Canadian regulatory framework
Debt Information Processor

Debt/Bond Market Transparency

CSA Expands IIROC's role as Information Processor for Debt Securities

IIROC to enhance debt market transparency in expanded information processor role

IIROC launches next phase, expanding corporate debt transparency


Bank of Canada: Debt Statistics

IIROC to assume responsibility for Debt Statistics reporting


Bankers’ Acceptance Rate

IIROC to Begin Publishing Bankers’ Acceptance Rates


Nasdaq SMARTS

IIROC and Nasdaq unveil state-of-the-art market surveillance technology to enhance oversight of Canada’s capital markets

IIROC Backgrounder: Enhanced Market Surveillance System – Nasdaq SMARTS


CORRA

IIROC congratulates Bank of Canada on the implementation of its role as administrator of CORR


FINTRAC anti-money laundering MOU

IIROC and FINTRAC enhance cooperation to protect against money laundering

Previous IIROC Policy Proposals
White Paper: Proficiency Upgrade Requirements and Directed Commissions

 

 

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