Search-Disciplinary-Cases

This database contains documents related to cases dating back to March, 2003. For earlier enforcement Notices and Hearing documents, please contact IIROC by phone at 1-877-442-4322.

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Release Date	Title
10/21/2019	In the Matter of Francesco Coccimiglio – Settlement Accepted	Related Documents
10/18/2019	In the Matter of BMO Nesbitt Burns Inc. – Settlement Accepted	Related Documents
10/18/2019	In the Matter of Shirley Locke – Discipline Hearing	Related Documents
10/17/2019	In the Matter of Mackie Research Capital Corporation and Patrick Byrnes McCarthy – Settlement Accepted	Related Documents
10/17/2019	In the Matter of TD Waterhouse Canada Inc. – Discipline Hearing	Related Documents
10/8/2019	In the Matter of Alykhan Kassam – Settlement Accepted	Related Documents
10/7/2019	In the Matter of Dwight Cameron Mann – Motion Decision	Related Documents
10/7/2019	In the matter of Jean-Pierre Paquette – Settlement Accepted	Related Documents
10/3/2019	In the Matter of Cynthia Nelson – Penalty Decision	Related Documents
9/25/2019	In the Matter of Michael Francis O’Brien – Discipline Hearing	Related Documents

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