Search-Disciplinary-Cases

This database contains documents related to cases dating back to March, 2003. For earlier enforcement Notices and Hearing documents, please contact IIROC by phone at 1-877-442-4322.

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Release Date	Title
9/24/2020	In the Matter of Joseph Anthony Thomson and Douglas Gerald McRae – Appearance to set a hearing date	Related Documents
9/21/2020	In the Matter of Aaron Jay Rowlatt – Settlement Accepted	Related Documents
9/21/2020	In the Matter of Alvin Rupert Jones – Discipline decision – Liability Decision and Penalty Hearing	Related Documents
9/17/2020	In the Matter of PEAK Securities Inc. – Settlement Accepted	Related Documents
9/17/2020	In the Matter of Shirley Locke – Penalty Decision	Related Documents
9/17/2020	In the Matter of Bardya Ziaian – Disciplinary Hearing/Motion	Related Documents
9/14/2020	In the Matter of Alfred Drose – Appearance to set a hearing date	Related Documents
9/10/2020	In the Matter of Wayne Frederick Workun – Settlement Accepted	Related Documents
8/31/2020	In the Matter of Merlyn Black – Settlement Hearing	Related Documents
8/27/2020	In the Matter of Aaron Jay Rowlatt – Settlement Hearing	Related Documents

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