Search-Disciplinary-Cases

This database contains documents related to cases dating back to March, 2003. For earlier enforcement Notices and Hearing documents, please contact IIROC by phone at 1-877-442-4322.

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Release Date	Title
2/21/2020	In the Matter of Laurentian Bank Securities Inc. – Settlement Hearing	Related Documents
2/11/2020	In the Matter of Elizabeth St-James – Discipline Decision - Liability	Related Documents
2/7/2020	In the Matter of Brian Anthony Peters – Adjournment	Related Documents
2/6/2020	In the Matter of Douglas John Eley – Discipline decision - Liability	Related Documents
2/5/2020	In the Matter of Joseph Marcel Denis (Denis) Rochon – Settlement Accepted	Related Documents
2/3/2020	In the matter of Christian Desmarais – Settlement Hearing	Related Documents
1/31/2020	In the Matter of Michael O’Brien – Penalty Hearing	Related Documents
1/30/2020	In the Matter of Yonathan Chanoch Shields – Discipline Hearing	Related Documents
1/28/2020	In the Matter of Patrick John Lilly – Appearance to set a hearing date	Related Documents
1/24/2020	In the Matter of Zubin Driver – Settlement Hearing	Related Documents

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