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Guides and Resources



IIROC published two resources to help Dealers protect themselves and their clients against cyber threats and attacks:

  • The Cybersecurity Best Practices Guide provides an enterprise-wide risk-based framework of industry standards and best practices that Dealers can apply to heighten awareness and manage cyber risks in an evolving environment.

     

  • The Cyber Incident Management Planning Guide is a complementary tool for Dealers to prepare effective response plans for cyber threats and attacks.

     

  • The IIROC Cyber Program Governance Guide is intended to provide IIROC dealer members with explicit guidance on how best to implement, manage and advance a cybersecurity program. This document should be read in conjunction with the previous guides. This Guide reflects the experience gained by both IIROC and dealer members in developing and implementing programs to counter cyber threats.