Basic Details
| Legal name: | |
|---|---|
| Province of Residence: |
Previous sponsoring IIROC Member firms
This advisor was previously registered with:
None
More about previous sponsoring IIROC Member firms
Industry Courses
This person has completed or been exempted from the following industry course(s) and exam(s):
No courses.
More about Industry Courses
Regulatory Disclosures
Questions prior to September 28, 2009
There is no information available about regulatory disclosures.
Questions after September 28, 2009
There is no information available about regulatory disclosures.
More about Regulatory Disclosures
Disciplinary Actions
No disciplinary actions found.
More about Disciplinary Actions
Information about Advisor Report
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.