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Regulatory & Investing Links



Canadian Securities Commissions

Alberta Securities Commission
British Columbia Securities Commission
Autorité des marchés financiers
Government of Yukon Securities Registrar
Manitoba Securities Commission
New Brunswick Securities Commission
Newfoundland Securities Commission
Northwest Territories Securities Commission
Nova Scotia Securities Commission
Nunavut
Ontario Securities Commission
Prince Edward Island Securities Office

Saskatchewan Financial Services Commission

 

 

Education and Training

Advocis
American Association of Individual Investors
Canadian Bankers Association
Canadian Capital Markets Association
Canadian Securities Administrators
Canadian Securities Institute
Investment Funds Institute of Canada
International Forum for Investor Education (IFIE)
Investment Industry Association of Canada (IIAC)
InvestorEd.ca or Getting Smarter About Money
Joint Standing Committee on Retail Investor Issues
Junior Achievement
SEC investor education section
Securities Industry and Financial Markets Association
Toronto Financial Services Alliance
The International Centre for Financial Regulation



Provincial Securities Commission Investor Education Resources

BCSC Investor Information
MSC Investor Education
OSC Investor Education section
Alberta Securities Commission: For Investors



Canadian Exchanges

CNSX

Montreal Exchange
Toronto Stock Exchange
TSX Venture Exchange



US Exchanges and Indices

American Stock Exchange
Chicago Mercantile Exchange
Stock Exchange to NASDAQ
Standard & Poors



International Regulators

Australian Securities & Investments Commission
Council of Securities Regulators of the Americas (COSRA)
Financial Industry Regulatory Authority (FINRA)
Financial Services Authority (UK)
International Organization of Securities Commissions (IOSCO)
North American Securities Administrators Association (NASAA)
U.S. Securities and Exchange Commission



Government Links

Bank of Canada
Financial Transaction and Reports Analysis Centre of Canada
Office of the Superintendent of Financial Institutions
The Financial Consumer Agency of Canada
Ministry of Government Services (Ontario)



Resolving Complaints

Financial Services OmbudsNetwork
Ombudsman for Banking Services and Investments



Self Regulatory Organizations

Canadian Investor Protection Fund
Mutual Fund Dealers Association of Canada



Securities Industry Utilities

FundSERV Inc.
The Canadian Depository for Securities Limited

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