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FAS Conference



FAS Annual Conference Presentations 2016
The Algonquin Resort, September 8-11, 2016

 

Business Trends and Performance in Canada’s Securities Industry

The Regulatory Tsunami, Literacy and Demographics; The View From the Bleachers and the Front Lines

Reports from key industry institutions

T+2 Presentation (Panel)

Financial and Operational Trends & Issues

An Auditor’s Perspective: Current/Emerging Issues, Key Areas of Review in the Field, Industry Observations and Insights

CRM2 Update

 


 

FAS Annual Conference Presentations 2015
Fairmont Chateau Whistler -September 10-13, 2015

 

Business Trends and Performance in Canada’s Securities Industry

CSA Policy Agenda and Other Regulatory Updates

Reports from key industry institutions

T+2 Presentation

Financial and Operational Trends & Issues

An Auditor’s Perspective: Current/Emerging Issues, Key Areas of Review in the Field, Industry Observations and Insights

Digital Innovations/Changing Demographics

Point of Sale 3 Implementation Issues and Challenges (Panel)

CRM2 Update

 


 

FAS Annual Conference Presentations 2014
September 11-13, 2014, Niagara-On-The-Lake


IIAC Update

Reports from key industry institutions

Cyber Security (panel)

Target 2 Securities (T2S)

CRM2 – conceptual discussions (panel)

Financial and Operational Issues and Initiatives

 

 


 

FAS Annual Conference Presentations 2013
Fox Harb'r Resort & Spa, Nova Scotia, June 6 to 9, 2013


Reports from IIROC and IIAC

Reports from key industry institutions

The Increasing Threat of Cyber Attacks – Are You Prepared? (Panel)

Performance Reporting/Measurement/Account Charge Disclosure (Panel)

Financial and Operational Issues and Initiatives

 


 

FAS Annual Conference Presentations 2012
Fairmont Chicago Millennium Park, June 14 to 17, 2012


Reports from IIROC and IIAC

Reports from key industry institutions

FINRA (new regs, cross border issues)

  • Grant Vingoe, Partner, Arnold & Porter LLP

Outsourcing (Panel)

OTC regulatory implications for Canada

  • Curtis Wennberg, Chief Business Development Officer, CDS Ltd.

FATCA

 

 

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