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Calendar of Disciplinary Hearings



IIROC conducts disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.

 

Date Local Time Respondent Location of hearing
​March 6, 2017 ​10:00 a.m. Jayanth Noronha ​Atchison & Denman
155 University Avenue,
8th Floor
Toronto, ON
​March 6 - 31, 2017 ​10:00 a.m. ​Aidin Sadeghi ​IIROC
121 King Street W.,
Suite 2000
British Columbia Room
Toronto, ON
​March 7, 2017 ​10:00 a.m. ​Brian Michael Sutton ​IIROC
121 King Street W., Suite 2000
Quebec Room
Toronto, ON
​March 7, 2017 ​10:00 a.m. ​Jamie Peter Yaskiw ​Bow Valley Square Conference Centre
(Bow 2, 3rd Floor) Hamilton Room
205-5th Avenue SW
Calgary, AB
​March 8, 2017 ​10:00 a.m. James Wood ​Delta Hotels Prince Edward
Brown Room
18 Queen Street
Charlottetown, PEI
​March 27, 2017 ​10:00 a.m. James Dugald MacArthur
OCRCVM
121, rue King Ouest, bureau 2000
Salle Alberta
Toronto (Ontario)
​March 29, 2017 ​9:30 a.m. Laurentian Bank Securities Inc. ​​5, Place Ville Marie, Place Ville Marie
Bureau 1550
Salle Carmen Crépin
Montreal, QC
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