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Calendar of Disciplinary Hearings



IIROC conducts disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.

Date Local Time Respondent Location of hearing
May 22, 2019 ​9:30 a.m. Cynthia Nelson

IIROC
525 Viger Avenue W., Suite 601
Carmen Crépin Room
Montréal, Québec

May 28, 2019 ​10:00 a.m. Joseph Debus

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

May 29, 2019 ​10:00 a.m. Shane Dubin

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

June 5, 2019 ​10:00 a.m. TD Waterhouse Canada Inc.

IIROC
121 King Street West, Suite 2000
Quebec Room
Toronto, Ontario

September 9-13; 16-20, 2019 ​10:00 a.m. Brian Anthony Peters

Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia

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