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Calendar of Disciplinary Hearings



IIROC conducts disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.

Date Local Time Respondent Location of hearing
December 11-14, 2018 ​10:00 a.m. Joseph Debus

IIROC
121 King Street W., Suite 2000
British Columbia Room
Toronto, ON

December 11, 2018 ​2:00 p.m. Richard Barkwell

Reportex
1010-925 W. Georgia Street
Vancouver, BC

December
10-11,
13-14, 2018
​9:30 a.m. Elizabeth
St. James

IIROC
525 Viger Avenue W.,
Suite 601
Carmen Crépin Room
Montreal, QC

December 19, 2018 ​10:00 a.m. Worldsource Securities Inc.

IIROC
121 King Street W., Suite 2000
British Columbia Room
Toronto, ON

December 20, 2018 ​10:00 a.m. Richard Hewat

Charest Reporting
HSBC Building
1650-885 W. Georgia Street
Vancouver, BC

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