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Calendar of Disciplinary Hearings



IIROC conducts disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.

 

Date Local Time Respondent Location of hearing
​August 29, 2016 ​10:00 a.m. ​IPC Securities Corporation ​IIROC
121 King Street W.,
Suite 2000
Quebec Room
Toronto, ON
​August 31, 2016 ​2:00 p.m. ​Patrick John Lilly
D&D Securities Inc.
​IIROC
121 King Street W.,
Suite 2000
Quebec Room
Toronto, ON
​September 16, 2016 ​10:00 a.m. ​Roland Papp ​IIROC
121 King Street W.,
Suite 2000
British Columbia Room
Toronto, ON
October 
3-7, 2016
​10:00 a.m. Alberto Tassone Charest Reporting
885 West Georgia Street
16th Floor
Vancouver, BC
​October 18-21, 2016 ​10:00 a.m. ​Jamie Peter Yaskiw ​Bow Valley Square Conference Centre
(Bow 2, 3rd Floor)
Hamilton Rm
205-5th Avenue SW
Calgary, AB
November 14-17, 2016 ​9:00 a.m. Samuel Kloda Centre Mont-Royal
2200, rue Mansfield
Montreal, QC
December 
5-9, 2016
​10:00 a.m. Walter Nick Silicz ​Radisson Hotel Winnipeg
12th Floor,
Ambassador D
288 Portage Avenue
Winnipeg, MB
​January 16-27, 2017 ​10:00 a.m. ​Brian Michael Sutton ​IIROC
121 King Street W.,
Suite 2000
British Columbia Room
Toronto, ON
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