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Investors



smlInvestorIcon.jpgInvestors are a key IIROC stakeholder and investor protection is at the centre of our regulatory mandate. Investor confidence starts with fair rules and an industry-wide culture of compliance. Investors are encouraged to research advisor backgrounds using the IIROC AdvisorReport. Try it now.

 

Watch the 6-minute IIROC video which explains "What We Do..." (text alternative).

Investor Information

GOOD ADVICE
Learn more about choosing and working with an IIROC-registered advisor.

 

HELP WITH DISPUTES
Read about Making a Complaint and review dispute resolution options in Getting Your Money Back.​


INVESTOR EDUCATION
Learn Now: How to invest, How to protect yourself from fraud. Read our investor brochures. Test your knowledge of the basics of investing and the equity markets.

 

 
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