October is Investor Education Month. Be an informed investor.
Now is a good time to use IIROC’s online resources to do some research before making important investment decisions.
Investors are a key IIROC stakeholder and investor protection is at the centre of our regulatory mandate. Investor confidence starts with fair rules and an industry-wide culture of compliance. Investors are encouraged to research advisor backgrounds using the IIROC AdvisorReport. Try it now.
Watch the 6-minute IIROC video which explains "What We Do..." (text alternative).
Good adviceLearn more about choosing and working with an IIROC-registered advisor.
Help with disputesRead about Making a Complaint and review dispute resolution options in Getting Your Money Back.
Investor educationLearn Now: How to invest, How to protect yourself from fraud. Read our investor brochures. Test your knowledge of equity markets.
Bond transparencyCheck Canadian Corporate bond trading activity.
Learn more about IIROC’s Investor Education Tools and Resources
Investor Protection through CIPF
The Canadian Investor Protection Fund (CIPF) provides protection to clients of firms regulated by IIROC, in the event the firm becomes insolvent or ceases operations due to bankruptcy. Learn more from IIROC's investor alert.