Investors

Investors are a key IIROC stakeholder and investor protection is at the centre of our regulatory mandate. Investor confidence starts with fair rules and an industry-wide culture of compliance. Investors are encouraged to research advisor backgrounds using the IIROC AdvisorReport. Try it now.

Watch the 6-minute IIROC video which explains "What We Do..."

Investor Information

GOOD ADVICE
Learn more about choosing and working with an IIROC-registered advisor.

HELP WITH DISPUTES
Read about Making a Complaint and review dispute resolution options in Getting Your Money Back.

INVESTOR EDUCATION
Learn Now: How to invest, How to protect yourself from fraud. Read our investor brochures. Test your knowledge of equity markets.

WHAT'S NEW

Safety and security of information top priority

IIROC to support clients whose personal information was on a lost portable device - Updated April 30, 2013

News Release:
IIROC Announces Distribution Plan for Additional ABCP Settlement Funds

Financial Literacy and IIROC:
Learn more about IIROC’s Investor Education Tools and Resources

IIROC participates in IOSCO Investor Education Gateway initiative

Investor Protection through CIPF

The Canadian Investor Protection Fund (CIPF) provides protection to clients of firms regulated by IIROC, in the event the firm becomes insolvent or ceases operations due to bankruptcy. Learn more from IIROC's investor alert.

Investors

Who We Regulate

Rule Book

Notices

News Releases

Halts & Resumptions

Regulatory Reporting

Inquiries & Complaints

IIROC AdvisorReport

Search Disciplinary Cases