Download IIROC brochures
Learn about the advantages of using an IIROC-registered advisor and which questions to ask when choosing an advisor.
IIROC AdvisorReportBecome a better informed investor. Research advisor background, qualifications, certifications, and disciplinary information.
IIROC publishes Bulletins for investors offering tips and information to help you become an informed investor.
Find out how to protect yourself against typical financial scams and where to turn if you think you have been a victim.
File your complaint in the case of advisor or firm misconduct.
Learn about certifications and designations commonly used within the Canadian financial services industry.
Learn how to invest and protect yourself from fraud and test your knowledge of equity markets.
Our brochures are available in PDF format.
How financially literate are Canadians? Watch the video to find out.
Watch more videos...
March 9, 2017Learn more about IIROC’s Investor Education Tools and Resources
November 17, 2016IIROC and FCAC release new videos to help Canadians improve their financial knowledge and wellbeingJune 24, 2016Watch IIROC’s video:
Helpful Financial Tips for Seniors
June 24, 2016IIROC develops resources to help protect senior investorsMay 31, 2016IIROC publishes guidance and resources to help protect senior investors
A list of individuals who had been employed at IIROC-regulated firms and who have not paid the full amount of a fine, disgorgement, and/or costs order.
Check Canadian corporate bond trading activity free of charge.
Who we regulate
IIROC Resources for Investors
Good adviceLearn more about choosing and working with an
Help with disputesRead about
Making a Complaint and review dispute resolution options in
Getting Your Money Back.
Investor educationLearn Now: How to invest, How to protect yourself from fraud including binary options. Read our investor brochures.
Test your knowledge of equity markets.
Canadian Corporate bond trading activity.
IIROC chats with the
Financial Consumer Agency of Canada (FCAC) about issues important to Canadian investors. Learn about resources, planning for life changes, and more.
Investor Protection through CIPF
Canadian Investor Protection Fund (CIPF) provides protection to clients of firms regulated by IIROC, in the event the firm becomes insolvent or ceases operations due to bankruptcy. Learn more from IIROC's