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Investors



smlInvestorIcon.jpgInvestors are a key IIROC stakeholder and investor protection is at the centre of our regulatory mandate. Investor confidence starts with fair rules and an industry-wide culture of compliance. Investors are encouraged to research advisor backgrounds using the IIROC AdvisorReport. Try it now.

 

Watch the 6-minute IIROC video which explains "What We Do..." (text alternative).

Investor Information

GOOD ADVICE
Learn more about choosing and working with an IIROC-registered advisor.

 

HELP WITH DISPUTES
Read about Making a Complaint and review dispute resolution options in Getting Your Money Back.​


INVESTOR EDUCATION
Learn Now: How to invest, How to protect yourself from fraud. Read our investor brochures. Test your knowledge of equity markets.

 

 
WHAT'S NEW

 

Committed to Transparency
IIROC publishes names of individuals with outstanding fines

 

IIROC Issues 2013 Enforcement Report
Continued Focus on Seniors and Suitability 

 

Improving transparency and supervision
IIROC finalizes guidance on use of business titles and financial designations

 

Fraud Prevention:

 

 

 

Investor Protection through CIPF

 

The Canadian Investor Protection Fund (CIPF) provides protection to clients of firms regulated by IIROC, in the event the firm becomes insolvent or ceases operations due to bankruptcy. Learn more from IIROC's investor alert

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