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Equity Markets Report of Marketshare by Marketplace (Current) Download in ZIP format Report of Marketshare by Marketplace (Historical 2015–Present) Download in ZIP format Report of Marketshare by Marketplace (Historical 2007-2014) Download in ZIP format Download in PDF format Short Sale Trading Statistics Summary Debt Markets Bond and Money Market Secondary Trading Statistics Monthly Client Debt Margin Download in PDF format

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Who We Regulate

List of regulated dealer firms
List of Exchanges and ATSs Individuals (IIROC AdvisorReport)

Rule Book

IIROC Dealer Member Rules
  •Supporting Rule Resources
      »Regulatory Documents
      »Agreements
      »Acceptable Institutions
  • Form 1 (Financial Report)
  • Form 2 (New Client Application Form)
Universal Market Integrity Rules (UMIR)
  •Supporting Rule Resources
      » Circuit Breaker Levels
      »List of SSCB Stocks
      » List of Highly Liquid Stocks
      » List of Exempt ETFs
      » List of Designated Indexes
      »List of Protected and Unprotected Marketplaces April 2018-March 2019
      »List of Protected and Unprotected Marketplaces April 2017-March 2018
      »List of Protected and Unprotected Marketplaces July 2016–March 2017
Consolidated Rules
Continuing Education Rules
Transition Rule
  •Transition Rule (as at September 1, 2016)
  •Former Transition Rule

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      » UMIR Request for Comments
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DEA and Routing Arrangement Notice Form
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