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Equity Markets Report of Marketshare by Marketplace (Current) Download in ZIP format Report of Marketshare by Marketplace (Historical 2015–Present) Download in ZIP format Report of Marketshare by Marketplace (Historical 2007-2014) Download in XLSX format Download in PDF format Summary Comparison of Current Equity Marketplaces Download in PDF format Short Sale Statistics Summary Debt Markets Bond Market Secondary Trading Download in PDF format Money Market Secondary Trading Download in PDF format Monthly Client Debt Margin Download in PDF format

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Who We Regulate

List of regulated dealer firms
List of Exchanges and ATSs Individuals (IIROC AdvisorReport)

Rule Book

IIROC Dealer Member Rules
  •Supporting Rule Resources
      »Regulatory Documents
      »Agreements
      »Acceptable Institutions
  • Form 1 (Financial Report)
  • Form 2 (New Client Application Form)
Universal Market Integrity Rules (UMIR)
  •Supporting Rule Resources
      » Circuit Breaker Levels
      »List of SSCB Stocks
      » List of Highly Liquid Stocks
      » List of Exempt ETFs
      » List of Designated Indexes
      »List of Protected and Unprotected Marketplaces April 2017-March 2018
      »List of Protected and Unprotected Marketplaces July 2016–March 2017
Consolidated Rules
Transition Rule
  •Transition Rule (as at September 1, 2016)
  •Former Transition Rule

Notices

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      » UMIR Request for Comments
      » Archived RS Notices

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      » Proposed Policy
      » Archived IDA Notices & Bulletins
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Education Notices
Administration Notices

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Halts & Resumptions

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IIROC Policy on Halts

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DEA and Routing Arrangement Notice Form
OES Notice Form
Notice of Basis Order Form
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