IIROC’s business conduct compliance operations provide resources to help dealer member firms fulfill their requirements under certain United Nations regulations and resolutions. These include forms, databases, links to reporting systems or instructions.
Report under section 83.11 of the Criminal Code and under section 7 of the United Nations Suppression of Terrorism Regulation and report under subsection 11(2) of the Regulations Implementing the United Nations Resolution on the Democratic People's Republic of Korea, or subsection 8(2) of the Regulations Implementing the United Nations Resolution on Iran, or subsection 6(2) of the Special Economic Measures (Venezuela) Regulations or subsection 7(1) of the Justice for Victims of Corrupt Foreign Officials Act.
How to report
Check your accounts against the Federal Provision lists below.
By the 15th day of the month, log in to the UN Reporting System via
Use the Nil Form if you have verified that you have no accounts to declare. Use the Positive Form if you have accounts to declare.
If you need information or help with any of these procedures, please email