UN REPORTING SYSTEMS: IIROC’s business conduct compliance operations provide resources to help dealer member firms fulfil their requirements under certain United Nations regulations and resolutions. These include forms, databases, links to reporting systems or instructions.
Report under section 83.11 of the Criminal Code and under section 7 of the United Nations Suppression of Terrorism Regulation. And Report under subsection 11(2) of the Regulations Implementing the United Nations Resolution on the Democratic People's Republic of Korea or of the Regulations Implementing the United Nations Resolution on Iran.
Step 1 - On or before the 15th day of the month; Read Instructions
- 83.11 Instructions
- 11(2) Instructions
Step 2 - Check your accounts against OSFI's lists
Step 3 - Log in to the UN Reporting System.
- Click here to access UN Reporting System
- Use the Nil Form if you have verified that you have no accounts to declare.
- Use the Positive Form if you have accounts to declare.
Note: If you need information or help with any of these procedures, please contact [email protected]