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About IIROC



smlAboutIcon.jpgThe Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets.

 

Watch the 6-minute IIROC video which explains "What We Do..."

 

OUR MANDATE 
We set and enforce high quality regulatory and investment industry standards, protect investors and strengthen market integrity while maintaining efficient and competitive capital markets.

OUR VISION
We will be known for our integrity, our transparency and our fair and balanced solutions. We aim for excellence and regulatory best practices. Our actions are driven by sound, intelligent deliberation and consultation.

OUR VALUES
Act with Integrity – We conduct ourselves in an ethical manner in accordance with the highest degree of fairness and professionalism.

Be Accountable – We act in a timely, diligent and responsive manner.

Be Proactive – We are open to new ideas as we anticipate and collaborate to meet the challenges of a constantly changing environment.

 
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Investor Protection through CIPF

 

The Canadian Investor Protection Fund (CIPF) provides protection to investors who are clients of firms regulated by IIROC, in the event the firm becomes insolvent or ceases operations due to bankruptcy. CIPF is funded by IIROC-regulated firms and their membership is mandatory.

 

For more information on CIPF, see the IIROC Investor Alert on CIPF here or visit CIPF’s website at www.cipf.ca.

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See  current career opportunities at IIROC

 

Read IIROC’s Accessibility Policy

 

Access IIROC General By-laws

 

View IIROC's org chart

 

OUR ANNUAL REPORT & STRATEGIC PLAN