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Publication of Trade and Message Statistics Used for Billing Purposes
In the Matter of Daniel Lindsay Cuthbertson – Settlement Accepted
In the Matter of Harry Richard Newman – Appearance to set a hearing date
In the Matter of Jean-François Lemay – Adjournment
In the Matter of Réal Castonguay – Case management hearing to set a date
More...
SAVE THE DATE! OSC and IIROC joint conference - The Canadian Equity Market: Evolution, Competition and the Future, June 26, 2012 - Register Now!
International Forum for Investor Education (IFIE) Appoints IIROC CEO Susan Wolburgh Jenah as New Chair
SAVE THE DATE! IIROC and IIAC are hosting a series of events across the country to address the requirements of the Client Relationship Model (CRM) (and related materials)
Tips for Traders Toronto – May 24, 2012
2012 Financial Administrators Section Conference
April, 2012 Webcast: Understanding the OTC Securities Fair Pricing Rule
CSA and IIROC announce the implementation of a dark liquidity framework in Canada
OSC and IIROC Announce Distribution Plans for ABCP Settlement Funds (and related materials)
IIROC releases webcast on “accredited investor” issues
IIROC sets new fee models to reflect drivers of regulatory costs
Video: IIROC on BNN –Susan Wolburgh Jenah, President and CEO talks to BNN about regulation and high frequency trading
Issued
Issue Name
Juris.
Expiry Date
Status
2012/05/25
SemBioSys Genetics Inc.
AB
None
Issued
2012/05/25
All Securities
AB
2015/05/25
Issued
2012/05/24
All Securities
AB
None
Issued
2012/05/23
Landmark Global Financial Corporation
QC
None
Issued
2012/05/22
GENERAL
BC
None
Issued