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In the Matter of Carolann Steinhoff – Penalty Hearing
List of Foreign Exchange (FX) Spot Risk Margin Rates for Canadian and U.S. Base Currency Accounts
Obtaining a Trading Exemption or Rule Interpretation
Amendment to Dealer Member Rule 100.10(f)(vi) Box Spread
In the Matter of James Wenman – Settlement Hearing
More...
January 2012 Webcast: Recording of the Live Tips for Traders, Montreal – November 22, 2011
December 2011 Webcast: IIROC’s Registration Department Update
IIROC seeks comments on market-wide circuit breakers for the Canadian marketplace
IIROC announces decision for Bruce Patrick Hollett
IIROC announces decision and penalty for Melaney Phillips
IIROC announces settlement hearing for Robert Werner Schiesser and Jeffrey Roderick McCrimmon
IIROC announces penalty hearing for Shaun Gerard McErlean
IIROC and IEF extend partnership to support the Funny Money for High Schools Assembly Program across Canada
November 2011 Webcast: Beneficial Ownership of an Account: Important Rules to Know
IIROC announces disciplinary hearing for Mark Steven Rotstein and Jessica Elisabeth Zackheim
Annual Compliance & Legal Section (CLS) Compliance Conference
LATEST UPDATE ON MF GLOBAL CANADA
Issued
Issue Name
Juris.
Expiry Date
Status
2012/01/24
Prestige Telecom Inc.
AB
None
Issued
2012/01/24
ARise Technologies Corporation
MB
None
Issued
2012/01/23
Sino-Forest Corporation
ON
2012/04/17
Amended
2012/01/23
All Securities
ON
2012/04/17
Amended
2012/01/18
All Securities
AB
None
Issued
IIROC Rulebook
Transition and Consolidated Rules
Dealer Member Rules
Market Integrity Rules - UMIR
New IIROC Rule Book
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IIROC AdvisorReport
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