IIROC’s business conduct compliance operations provide resources to help dealer member firms fulfill their requirements under certain Canadian Sanctions reporting regulations.

Report under section 83.11 of the Criminal Code and section 7(1) of the Justice for Victims of Corrupt Foreign Officials Act.

How to report

1. Check your accounts against the Federal Provision lists below.
   

2. By the 15th day of the month, log in to the "Sanctions" Reporting System via IIROC Services.
   

3. Use the Nil Form if you have verified that you have no accounts to declare. Use the Positive Form if you have accounts to declare.

If you need information or help with any of these procedures, please email [email protected].

Federal Provisions

• Anti-terrorism Financing is a consolidated list of names subject to the Criminal Code, and/or the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism and/or United Nations Al-Qaida and Taliban Regulations.

• Justice for Victims of Corrupt Foreign Officials Act (Sergei Magnitsky Law)