IIROC’s business conduct compliance operations provide resources to help dealer member firms fulfill their requirements under certain Canadian Sanctions reporting regulations.
Report under section 83.11 of the Criminal Code and section 7(1) of the Justice for Victims of Corrupt Foreign Officials Act.
How to report
Check your accounts against the Federal Provision lists below.
By the 15th day of the month, log in to the "Sanctions" Reporting System via
Use the Nil Form if you have verified that you have no accounts to declare. Use the Positive Form if you have accounts to declare.
If you need information or help with any of these procedures, please email