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Business Continuity



IIROC’s rules require that Member firms have the appropriate financial and operational safeguards in place to protect customer assets. The Organization has now adopted rule 17.16 which would make it a requirement for all Member firms to have a business continuity plan. The objective of such a plan is to ensure, at a minimum, clients' access to their assets in the event of significant business interruption.

For additional information on this issue, contact Levi Sankar.
 

Industry-Wide Business Continuity Test 2017


Other Business Continuity Plan Documents

 
 
 
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